Investment Company Consulting & ’40 Act Documentation

Investment companies or mutual funds are primarily regulated by the US Investment Company Act (’40 Act). The ’40 Act’s complex, highly technical provisions can be challenging for both innovative startups,  and long-established industry participants, and investment adviser who strive to sub-advised the fund.  At RLG, our goal is to interpret the continuously evolving ’40 Act to give clients practical answers regarding day-to-day business and regulatory matters.